NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice

The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
ASIN: 0470126329
VSKU: LFV.0470126329.VG
Condition: Very Good
Author/Artist:Hine, Thomas J.|Brubaker, John K.
Binding: Hardcover
Note: Any images shown are stock photographs and product may differ from what is shown.
Condition Notes: Book is in very good condition. Clean with little to no signs of wear or markings highlights.